Brokerage Firms and Investment Advisers

The scope of this regulation is to determine the criteria and documentation which has to be submitted to the Financial Supervisory Authority in order …

Approved by : AFSA Board; Entered into force : 23/12/2008

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This regulation defines the content and manner of keeping the order book and the book of transactions, which must be kept by the brokerage companies in …

Approved by : AFSA Board; Entered into force : 11/09/2008

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The object of this Regulation is the stipulation of the manner of balancing the liquid funds and short term liabilities of securities brokerage companies…

Approved by : AFSA Board; Entered into force : 28/05/2009

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This regulation shall stipulate the mandatory content of business and financial reports which brokerage companies in securities submit to the Financial

Approved by : AFSA Board; Entered into force : 28/08/2009

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Commissioners and Investment Advisers